Financial Services

OUM's financial services group is dedicated to serving private equity funds, hedge funds, venture capital funds, investment advisers, broker-dealers, fund administrators, asset managers, investment partnerships, and investment management firms. We assist start-ups and established entities, including master/feeder funds, funds of funds and other entities with complex structures, including offshore funds. Services we offer include:

  • Assurances services (Focus & SIPC Reports, Agreed-upon procedures)
  • Audits of financial statements & capital accounts
  • Tax compliance, planning & consulting
  • Business continuity (succession) plans
  • Business process outsourcing (accounting & bookkeeping)
  • Financial due diligence for business combinations
  • Forensic accounting investigations
  • Fraud detection and prevention
  • Internal controls analysis, review & design
  • Income tax provisions and analysis of uncertain tax positions
  • Mergers & acquisitions
  • Operational reviews
  • Review of computations of net capital and reserve requirements
  • Review of profit & loss allocations to investors
  • Technology consulting